Equity Capital Markets Transactions

Through its relationships with major bulge bracket firms and equity issuers, SL Hare Capital has served as an underwriter or selling group member in numerous initial public offerings (IPO’s) and secondary offerings.

The firm’s client base for equity offerings is an elite group of high net worth retail investors and family offices. The firm’s clients are long-term investors and the client roster is constantly reviewed for its commitment to this style of investing.

 


19,000,000 Shares
Southern California Edison Company
$25.00 Par Amount
SCE Trust I
5.62% Trust Preference Securities
Preferred Stock

 
 


250,000 Shares
Southern California Edison Company
Series E Preference Stock
(Cumulative $1000 Liquidation Value)
Co-Managers

 
 


1,800,000
Crestwood Midstream Partners LP
Equity Units

 
 


10,000,000
Thermon Group Holdings
Common Stock

 
 


6,950,000
Hudson Pacific Properties
Common Stock

 
 


7,500,000 shares
Ellie Mae, Inc.
Common Stock – Initial Public Offering

 
 


31,000,000 shares
Cobalt International Energy
Common Stock

 
 


4,000,000 shares
Xenith Bankshares, Inc.
Common Stock

 
 


5,000,000 shares
Zhongpin, Inc.
Common Stock

 
 


21,075,000 shares
GMX Resources, Inc.
Common Stock

 
 


4,000,000 shares
Chatham Lodging Trust
Common Stock

 
 


255,033,142 warrants
Citigroup Warrants A
Warrant Auction

 
 

210,084,034 warrants
Citigroup Warrants B
Warrant Auction

 
 


8,145,631 shares
China Shengda Packaging Group Inc.
Common Stock

 
 


37,000,000 shares
Stillwater Mining Company
Common Stock

 
 


11,500,000 shares
Qlik Technologies, Inc.
Common Stock

 
 


9,600,000 shares
Syswin, Inc.
American Depository Securities – IPO

 
 


3,500,000 shares
JinkoSolar Holding Co., Ltd.
Common Stock

 
 


50,000,000 units
Sprott Physical Silver Trust
Common Units

 
 


3,500,000 shares
JinkoSolar Holding Co., Ltd.
Common Stock

 
 

50,000,000 units
Sprott Physical Silver Trust
Common Units

 
 


16,000,000 shares
Ariad Pharmaceuticals, Inc.
Common Stock

 
 


10,600,000 shares
Intervest Bancshares Corp.
Common Stock

 
 


40,900,000 shares
MGM Resorts International
Common Stock

 
 


52,093,973 warrants
Hartford Financial Services Group
Warrant Auction

 
 


13,049,451 warrants
Lincoln National Corp
Warrant Auction

 
 


24,500,000 units
Sprott Physical Gold Trust
Common Units

 
 


4,000,000 shares
Uroplasty, Inc.
Common Stock

 
 


11,700,000 shares
CBOE Holdings, Inc.
Common Stock – Initial Public Offering

 
 


2,615,557 warrants
Sterling Bancshares, Inc.
Warrant Auction

 
 


24,840,000 units
Sprott Physical Gold Trust
Common Units

 
 


1,220,000 shares
Evans Bancorp, Inc.
Common Stock

 
 


16,885,192 warrants
PNC Financial Services Group, Inc.
Warrant Auction

 
 


11,235,956 Shares
CF Industries Holdings, Inc.
Common Stock

 
 


12,500,000 shares
Scorpio Tankers Inc.
Common Stock

 
 


33,600,000 shares
Genpact Ltd
Common Stock

 
 


5,500,000 shares
Green Plains Renewable Energy, Inc.
Common Stock

 
 


6,500,000 shares
Fushi Copperweld
Common Stock

 
 


38,993,956 shares
Associated Banc-Corp
Common Stock

 
 


5,396,825,397 shares
Citigroup Inc.
Common Stock

 
 


45,000,000 shares
Conseco, Inc.
Common Stock

 
 


4,600,000 shares
Global Defense Technology & Systems, Inc.
Common Stock

 
 


3,340,000 shares
Compellent Technologies, Inc.
Common Stock

 
 


37,400,000shares
American Water Works Company, Inc.
Common Stock

 
 


8,500,000 shares
Delcath Systems, Inc.
Common Stock

 
 


85,250,000 shares
Verisk Analytics, Inc.
Class A Common Stock

 
 


10,000,000 shares
Apollo Commercial Real Estate, Inc.
Common Stock

 
 


30,000,000 shares
American Water Works Company, Inc.
Common Stock

 
 


25,000,000 shares
Petrohawk Energy Corp.
Common Stock

 
 


12,650,000 shares
East West Bancorp
Common Stock

 
 


5,000,000 shares
ImmunoGen Inc.
Common Stock

 
 


10,000,000 shares
Mariner Energy Inc.
Common Stock

 
 


20,000,000 shares
Cal Dive International Inc.
Common Stock

 
 


26,000,000 shares
American Water Works
Common Stock

 
 


10,000,000 shares
Valero Energy Corporation
Common Stock

 
 


1,000,000 shares
American States Water Co.
Common Stock

 
 


30,000,000 shares
Anadarko Petroleum Corp.
Common Stock

 
 


10,350,000 shares
SunPower Corp.
Common Stock

 
 


12,000,000 shares
Jarden Corporation
Common Stock

 
 


12,000,000 shares
Plains Exploration & Production Company
Common Stock

 
 


34,500,000 shares
Mead Johnson Nutrition Company
Common Stock

 
 


25,000,000 shares
Petrohawk Energy Corporation
Common Stock

 
 


30,300,000 shares
GT Solar International, Inc.
Common Stock

 
 


26,000,000 shares
XTO Energy Inc.
Common Stock

 
 


2,000,000 shares
GMX Resources, Inc.
Common Stock

 
 


25,000,000 shares
Chesapeake Energy Corp
Common Stock

 
 


4,714,975 shares
Energy Conversion Devices, Inc.
Common Stock

 
 


4,100,000 shares
Bristow Group, Inc.
Common Stock

 
 


10,000,000 units
Boardwalk Pipeline Partners, LP
Common Units

 
 


20,000,000 shares
BGC Partners, Inc.
Common Stock

 
 


13,000,000 shares
Extra Space Storage, Inc.
Common Stock

 
 


60,000,000 shares
Annaly Capital Management Inc.
Common Stock

 
 


4,750,000 units
Penn Virginia Resource Partners, LP
Common Units

 
 


156,250,000 shares
Sovereign Bancorp, Inc.
Common Stock

 
 


25,000,000 shares
Petrohawk Energy Corporation
Common Stock

 
 


178,076,770 shares
Citigroup, Inc.
Common Stock

 
 


2,800,000 shares
Allied Capital Corporation
Common Stock

 
 


38,000,000 shares
Colonial Bancgroup, Inc.
Common Stock

 
 


20,000,000 shares
Chesapeake Energy Corp
Common Stock

 
 


185,185,186 shares
Ambac Financial Group, Inc.
Common Stock